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SEC Charges EtherDelta Founder Over "Unregistered Securities Exchange"

The SEC has charged Zachary Coburn, founder of EtherDelta, with running an unregistered national securities exchange......»»

Category: forexSource: coindeskNov 9th, 2018

DOJ charges cannabis fund with fraud as SEC warns about marijuana stocks

The Securities and Exchange Commission charged Texas-based Greenview Investment Partners L.P. and its founder Michael E. Cone on Wednesday with allegedly defrauding investors by promising 24% annual returns from.....»»

Category: topSource: marketwatchSep 5th, 2018

SEC charges venture capital fund founder with fraud

The Securities and Exchange Commission on Monday charged Michael B. Rothenberg, whose firm Rothenberg Ventures LLC managed San Francisco-based technology venture capital funds, with overcharging investors to fund pe.....»»

Category: topSource: marketwatchAug 20th, 2018

SEC charges unregistered brokers who sold shares in fraud to retail investors

The Securities and Exchange Commission charged five individu.....»»

Category: topSource: marketwatchAug 20th, 2018

Former CEO fined $1.5 million by SEC for tipping pro baseball players with inside info

The Securities and Exchange Commission settled its insider trading charges against James V. Mazzo, the former Chairman and Chief Executive Officer of Advanced Medical Optics, Inc. who agreed to pay $1.5 million for allegedly tipping information about his .....»»

Category: topSource: marketwatchNov 13th, 2018

SEC charges stock research firm, co-founders with fraud for charging companies to produce supposedly unbiased reports

The Securities and Exchange Commission charged stock research firm SeeThruEquity LLC and its co-founders brothers Ajay and Amit Tandon on Thursday .....»»

Category: topSource: marketwatchNov 8th, 2018

ITG settles SEC suit for allegedly misleading dark pool subscribers

The Securities and Exchange Commission announced Wednesday that ITG Inc. and its affiliate AlterNet Securities will pay $12 million to settle charges they misled customers about the .....»»

Category: topSource: marketwatchNov 7th, 2018

Is Elon Musk Still in Charge at Tesla? He Says He May Not Be

Elon Musk is the founder, board chair and chief executive officer of Tesla Inc. (NASDAQ: TSLA). Part of a U.S. Securities and Exchange (SEC) settlement for Musk’s tweets about a potential plan........»»

Category: blogSource: 247wallstOct 30th, 2018

SEC Settles Charges With the ‘Frack Master’

The U.S. Securities and Exchange Commission (SEC) recently announced that it has agreed to a settlement with Christopher A. Faulkner—the self-proclaimed “Frack Master”—in connection with his........»»

Category: blogSource: 247wallstOct 24th, 2018

SEC charged Ebay"s former director of SEC reporting with insider trading

The Securities and Exchange Commission unsealed insider trading charges on Wednesday filed September 28 against Bryan B. Long, a CPA who was eBay Inc.'s .....»»

Category: topSource: marketwatchOct 17th, 2018

Elon Musk’s settlement still on track despite tweet mocking the SEC

Elon Musk remains committed to settling fraud charges with the Securities and Exchange Commission, according to a legal filing Thursday, despite recently mocking the case against him......»»

Category: topSource: marketwatchOct 11th, 2018

Musk"s Settlement Still on Track Despite Tweet Mocking SEC

Tesla’s Elon Musk remains committed to settling fraud charges with the Securities and Exchange Commission, according to a legal filing Thursday, despite recently mocking the case against him......»»

Category: smallbizSource: wsjOct 11th, 2018

Musk mocks SEC on Twitter as judge mulls fraud settlement

Tesla CEO Elon Musk on Thursday mocked the Securities and Exchange Commission (SEC) on Twitter as a federal judge mulls whether to approve his settlement with the regulator over fraud charges. ........»»

Category: topSource: moneycentralOct 4th, 2018

Musk mocks SEC on Twitter as judge mulls fraud settlement

Tesla CEO Elon Musk on Thursday mocked the Securities and Exchange Commission (SEC) on Twitter as a federal judge mulls whether to approve his settlement with the regulator over fraud charges. ........»»

Category: topSource: moneycentralOct 4th, 2018

Tesla"s Musk appears to mock SEC on Twitter after settlement

Tesla Inc Chief Executive Elon Musk appeared to mock the U.S. Securities and Exchange Commission in a tweet on Thursday by calling it the "Shortseller Enrichment Commission" days after settling fraud charges it brought against him......»»

Category: topSource: reutersOct 4th, 2018

The Wall Street Journal: Elon Musk mocks SEC in tweets, accuses agency of helping short-sellers

Elon Musk’s Twitter account on Thursday appeared to mock the Securities and Exchange Commission only days after the Tesla Inc. chief executive settled fraud charges, suggesting the agency was enriching investors betting against the electric-car maker......»»

Category: topSource: marketwatchOct 4th, 2018

Elon Musk agrees to pay $20 million and quit as Tesla chairman

Elon Musk agreed Saturday to step down as chairman of Tesla and pay a $20 million fine in a deal to settle charges brought this week by the Securities and Exchange Commission......»»

Category: topSource: cnnOct 1st, 2018

Tesla's Elon Musk settles SEC charges, will remain as CEO but relinquish chairman role

The Securities and Exchange Commission has settled charges with Tesla CEO Elon Musk over his aborted bid.....»»

Category: topSource: usatodaySep 29th, 2018

SEC settles charges with Tesla's Elon Musk, will remain as CEO but relinquish chairman role

The Securities and Exchange Commission has settled charges with Tesla CEO Elon Musk over his aborted bid.....»»

Category: topSource: usatodaySep 29th, 2018

Elon Musk forced to step down as Tesla chairman to settle SEC fraud charges

The Securities and Exchange Commission settled fraud charges on Saturday with Elon Musk, CEO and ch.....»»

Category: topSource: marketwatchSep 29th, 2018

Elon Musk Must Resign as Tesla Chairman in SEC Settlement

Elon Musk and the Securities and Exchange Commission reached an agreement on fraud charges that were filed Thursday. Elon Musk a.....»»

Category: europeSource: fortuneSep 29th, 2018