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SEC Charges EtherDelta Founder Over "Unregistered Securities Exchange"

The SEC has charged Zachary Coburn, founder of EtherDelta, with running an unregistered national securities exchange......»»

Category: forexSource: coindeskNov 9th, 2018

SEC brings charges but doesn"t fine unregistered initial coin offering

The Securities and Exchange Commission settled charges Wednesday against Gladius Network LLC for allegedly conducting an unregistered initial coin offering or ICO. The Washington, DC-based company raised approximate.....»»

Category: topSource: marketwatchFeb 20th, 2019

DOJ charges cannabis fund with fraud as SEC warns about marijuana stocks

The Securities and Exchange Commission charged Texas-based Greenview Investment Partners L.P. and its founder Michael E. Cone on Wednesday with allegedly defrauding investors by promising 24% annual returns from.....»»

Category: topSource: marketwatchSep 5th, 2018

SEC charges venture capital fund founder with fraud

The Securities and Exchange Commission on Monday charged Michael B. Rothenberg, whose firm Rothenberg Ventures LLC managed San Francisco-based technology venture capital funds, with overcharging investors to fund pe.....»»

Category: topSource: marketwatchAug 20th, 2018

SEC charges unregistered brokers who sold shares in fraud to retail investors

The Securities and Exchange Commission charged five individu.....»»

Category: topSource: marketwatchAug 20th, 2018

SEC charges Volkswagen, former CEO with lying to investors

The U.S. Securities and Exchange Commission is suing Volkswagen and its former CEO in connection with the company's diesel emissions scandal......»»

Category: topSource: moneycentralMar 15th, 2019

SEC charges Volkswagen, former CEO with defrauding investors

The Securities and Exchange Commission is charging Volkswagen and former CEO Martin Winterkorn with defrauding American investors during an emissions scandal......»»

Category: topSource: foxnewsMar 15th, 2019

SEC charges Volkswagen, former CEO Martin Winterkorn with lying to investors

The U.S. Securities and Exchange Commission charged Volkswagen Group and former CEO Martin Win.....»»

Category: topSource: usatodayMar 15th, 2019

SEC charges Volkswagen, former CEO with lying to investors

The U.S. Securities and Exchange Commission charged Volkswagen Group and former CEO Martin Win.....»»

Category: topSource: usatodayMar 15th, 2019

Elon Musk calls SEC "broken" in new Twitter spat

Silicon Valley billionaire Elon Musk laid into the U.S. Securities and Exchange Commission again on Tuesday, after it accused the Tesla CEO of violating the terms of a settlement last year of fraud charges against him. Jillian Kitchener reports......»»

Category: videoSource: reutersFeb 27th, 2019

Tesla"s Musk calls SEC "broken" in new Twitter spat

Silicon Valley billionaire Elon Musk laid into the U.S. Securities and Exchange Commission again on Tuesday, after it accused the Tesla Inc chief executive officer of violating the terms of a settlement last year of fraud charges against him......»»

Category: topSource: reutersFeb 26th, 2019

Twitter co-founder Evan Williams steps down from board

Twitter Inc. co-founder Evan Williams is leaving the social-media company's board, according to a Friday filing with the Securities and Exchange Commission. "It's been an incredible 13 years, and I'm proud of what Twitter has accompl.....»»

Category: topSource: marketwatchFeb 22nd, 2019

SEC Settles Unregistered Securities Charges Against ICO Issuer Gladius

Gladius Network will refund investors who request it and register its tokens as securities after settling "unregistered ICO" charges with the SEC......»»

Category: forexSource: coindeskFeb 20th, 2019

SEC fines Cognizant $25 million for alleged foreign bribes

The Securities and Exchange Commission settled charges on Friday with Cognizant Technology Solutions.....»»

Category: topSource: marketwatchFeb 15th, 2019

U.S. charges hackers, traders with stealing SEC filings

U.S. authorities on Tuesday charged a suspected Ukrainian computer hacker and several traders with scheming to trade on market-moving corporate earnings news stolen from a U.S. Securities and Exchange Commission database......»»

Category: topSource: reutersJan 15th, 2019

U.S. charges suspected hacker, traders over SEC database hack

U.S. authorities on Tuesday charged a suspected Ukrainian computer hacker and several traders with involvement in a scheme to trade on market-moving corporate earnings news stolen from a U.S. Securities and Exchange Commission database......»»

Category: topSource: reutersJan 15th, 2019

U.S. charges hacker, traders for infiltrating SEC database

A Ukrainian computer hacker and several others were charged by U.S. authorities on Tuesday over their alleged roles in a scheme to trade on nonpublic corporate earnings news obtained by infiltrating a U.S. Securities and Exchange Commission database......»»

Category: topSource: reutersJan 15th, 2019

Tesla names new board directors, including Oracle founder Larry Ellison

Ellison and Walgreens Boots Alliance executive Kathleen Wilson-Thompson will fill two new independent board seats required by a settlement with the Securities and Exchange Commission......»»

Category: topSource: washpostDec 28th, 2018

JPMorgan to pay more than $135 million for improper handling of ADRs

JPMorgan Chase & Co will pay over $135 million to settle charges it mishandled so-called "pre-released" American Depositary Receipts (ADRS), the Securities and Exchange Commission announced on Wednesday......»»

Category: topSource: reutersDec 26th, 2018

SEC charges audit firm, four partners for audit failures

The Securities and Exchange Commission settled charges on Friday against national audit firm Crowe LLP, two of its partners, and two partners of a now-defunct audit firm for their significant failures in audits of Corporate Resourc.....»»

Category: topSource: marketwatchDec 21st, 2018

SEC fines BNY Mellon $54 million for "naked" release of ADRs

The Securities and Exchange Commission settled charges Monday with Bank of New York Mellon for improper handling of "pre-released" American Depositary Receipts, or ADRs. The regulator fined BNY Mellon $54 million for improperly providing AD.....»»

Category: topSource: marketwatchDec 17th, 2018